Mike Wolters & Associates, Ltd. realizes the importance in protecting your privacy. The following policy serves as a standard for all our clients regarding the collection, use, retention, and security of your private personal information.
Collecting and using your personal information
Personal information is information, not lawfully available to the general public, which we obtain about you in connection with providing a service to you. Some examples of the personal information Mike Wolters & Associates, Ltd. collect are:
Name
Address
Social Security number
Account number(s)
Family member and beneficiary information
Financial information
Information from applications and transactions
We collect your personal information when you:
Complete a form(s)
Conduct transactions
Send e-mail to us
Sharing your personal information
We do not sell your personal information for any reason. We will keep your personal information in the strictest of confidence unless we have been given permission in writing to do otherwise. We may also share your personal information where federal or state law requires.
Confidentiality and security
We use physical and technical safeguards to protect your personal information. We restrict access to your personal and account information to only those who need to know that information to provide services to you.
Associates are educated on the importance of maintaining the confidentiality of customer information, and are responsible for maintaining the confidentiality of customer information.
Questions
If you have questions about our privacy policy, please contact us at 816-741-1957 or 800-250-2239.
Registered Investment Advisor
Mike Wolters and Associates
PRIVACY STATEMENT
